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Ordinance - 556Ord. 1 • • ORDINANCE NO. 55(E; AN ORDINANCE ESTABLISHING A PERSONNEL SYSTEM FOR THE CITY OF WEST COVINA AND REPEALING ALL ORDINANCES AND PARTS OF ORDINANCES INCONSISTENT THEREWITH The City Council of the City of West Covina does ordain as follows: Section 1. Short Title This ordinance shall be known as the "Personnel Ordinance". It shall hereby repeal all ordinances and parts of ordinances inconsistent herewith. Section 2. Purpose In order to establish an equitable, efficient, and uniform procedure for dealing with personnel matters, and to place municipal employment on a merit basis, so that the best qualified persons available shall be brought into and retained by the service of West Covina, the following Personnel Sy -stem is hereby adopted: Section 3. Personnel Officer The City Manager shall be ex-officio Personnel Officer. With the approval of the Council, the City Manager may delegate any of the powers and duties conferred upon him as Personnel Officer under this ordinance to any other officer or employee of the city, provided that said other officer or employee is qualified by education and/or experience to perform such duties, or the City Manager may recommend that such powers and duties be performed under contract as provided in Section 21 of this ordinance. The Personnel Officer shall: (a) Attend the meetings of the Personnel Board and serve as its secretary- (b) Prepare and recommend to the Council as required, revisions and amendments of the City's Personnel Rules. The City Attorney shall approve the legality of such revisions and amendments prior to their submission to the Council and the Personnel Board shall review and may make any comment it deems appropriate regarding such revisions and amendments, for the Council and the Personnel Officer's consideration. Personnel Rules shall be adopted by resolution. ( c ) Prepare a, position classification and salary plan, including class specifications and revisions of the plan as required. Ord. 2 • Such revisions shall be subject to such review by the Personnel Board as it deems appropriate. The plan and any revisions thereof shall become effective upon approval by the Council. The allocation or reallocation of any position to any existing class shall not be considered a revision of the plan and shall not require council approval. (d) Be responsible for administration of the following procedures within the framework of this ordinance and the Classification and Salary Resolution and the Personnel Rules: i. The formulation of standards and qualifications for each class of position. ii. The public announcement of vacancies and examinations and the acceptance of applications for employment. iii. The preparation and conduct of examinations and the establishment and use of employment lists containing names of persons eligible for appointment. iv. The certification and appointment of persons from employment lists to fill vacancies and the making of temporary and emergency appointments. v. The evaluation of employees during probationary period and periodically thereafter. vi. The transfer, promotion, demotion and reinstatement of employees in the competitive service. vii. The allocation of positions to classes in the competitive service, on the basis of duties, responsibilities and requirements. viii. The standardization of hours of work, attendance and leave regulations, working conditions, and the develop- ment of employees morale, welfare, training and safety. • ix. The separation from service of employees through layoff, suspension and dismissal. x. The maintenance and use of necessary records and forms. xi. The establishment and maintenance of suitable methods for effective communication between employees and their supervisors; between employees and the City Manager; between employees and the Personnel Board; and between employees and the Council, relating to conditions of employment in the City service. The Personnel Board shall review the above mentioned procedures as it deems 0 Ord. 3 • necessary and may make any co=ent it deems appropriate for the Council's and the Personnel Officer's considera- tion. (e) Administer all other provisions of this ordinance, the Classification and Salary Resolution, and the Personnel Rules established which are not specifically reserved to the Council or the Personnel Board. Section I+. Personnel Board (a) There is hereby created a Personnel Board to consist of five members, to be appointed by the Council, except that, in the • event that five persons meeting the qualifications and require- ments as stipulated in Section 5, paragraph b, of this ordinance are not available for appointment, the Council may by majority vote authorize the functioning of the Board with less than five, but no less than three members until such time as in the Council's decision such additional qualified persons are available for a.ppo intment . (b) The first Board to be appointed shall so classify its members, by lot, at its first meeting; one shall serve for a, term ending June 30, 1958; one shall serve for a term ending'June 30, 1959; one shall serve for a term ending June 30, 1960; and two shall • serve for a, term ending June 30, 1961. At the expiration of each of the terms so provided, a successor shall be appointed by the Council for a term of four years with the exception as provided above in this section. ( c ) Vacancies on the Board, from whatever cause, shall be filled by appointment by the Council for the remainder of the unexpired term. (d) A majority vote of the Council shall be required to appoint a Personnel Board Member, but a four -fifths vote of all the members of the Council shall be required to remove any member of the Board prior to the expiration of his term. • (e) The Personnel Board shall elect a. chairman annually at its first regular meeting. (f) The Council and each of its members are prohibited from inter- fering or attempting to interfere directly or indirectly with the performance of the Board's dutie-s'and.from obtaining or attempting tb obtain directly or indirectly from any person any agreement as to how he will.perform any of the duties of a Board Member. Section 5. &ualifications of Personnel Board Members (a) No person shall be appointed to, or serve on said Board who holds • Ord. 4 • any compensated public office in the City of West Covina, nor shall any member of the Board, while on the Board, or for a period of one year after he has ceased, for any reason, to be a member of said Board, be eligible for appointment to any employment or office in the service of the City. (b) No person shall be appointed to the Personnel Board who is not qualified, by knowledge of andexperience in the field of public or business management, to exercise his functions in an enlightened and proper manner. All Personnel Board members shall endeavor to keep informed of modern principles and practices in municipal personnel administration by periodic review of the literature of • the field and by other appropriate means. Section 6. Duties and powers of the Personnel Board The functions of the Board shall be: ( a) to determine the order of business for the conduct of its meetings, and to hold meetings regularly, and such special meetings as are necessary, on call of the chairman or a majority of members of the Board. A majority of the members of the Board shall constitute a, quorum for the transaction of business. (b) As provided by the ordinance and by the Personnel Rules, to • receive and/or hear appeals submitted by any person in the competitive service relative to any dismissal, demotion, reduction in pay, or alleged violation of this ordinance or the Classification and Salary Resolution, or the Personnel Rules and to certify its findings and recommendations as provided in this ordinance. (c) As provided in this ordinance and the rules, to act in an advisory capacity to the Council and the Personnel. Officer on personnel matters in the City service. (d) In any investigation or hearing conducted by the Board, it • shall have the power to examine witnesses under oath and compel their attendance or the production of evidence before it by subpoenas, issued in the name of the City and attested by the City Clerk. It shall be the duty of the Chief of Police to cause all such subpoenas to be served and refusal of a person to attend or testify in answer to such subpoena shall subject said person to prosecution, in the same manner set forth by law for failure to appear before the City Council in response to a subpoena issued by the City Council. Each member of the Personnel Board shall have the power to administer oaths to witnesses. (e) ' To continually review the recruitment and selection processes for the competitive service, including the publishing or posting • of test notice, the preparation and scoring of tests, and the Ord. 5 certification of eligibles for appointment, and to make comments and re commendations regarding such processes to the Personnel Officer or the Council. (f) When requested by the Council or the City Manager, the Personnel Board shall hold hearings and make. recommendations, on .any other matters of personnel administration, within the limits of the request by the. Council or the City Manager. • Section 7. Exempt Service The provisions of this ordinance, the Classification and Salary Resolu- tion and the Personnel Rule, shall apply to all offices, employments and positions in the service of the,City except the following - (a) Elective offices (b) Members of appointive boards, commissions and committees (c) City Manager and Assistant City Manager (d) City Attorney (e) Director of Public Works . (f) Director of Finance (g) City Engineer (h) Administrative Assistant (i) Personnel Officer (j) City Manager's Secretary (k) Police -Chief (1) Fire Chief (m) Director of Planning (n) Administrative QEficer and Assistant Administrative Officer (o) Persons engaged under contract to supply expert, professional • or technical services for a definite period of time (la) Volunteer personnel who receive no regular compensation from the City (q) Limited Service Personnel (r) Any new position hereafter created of the department head, assistant department head, or staff level if it is specified as exempt by the City Council at the time of creation. However, the provisions of this ordinance and the classification and salary resolution pertaining to position classification, attendance, vacations, and holidays shall apply to all full-time exempt positions. Further, the provisions of Sections 17, 18, 19, and 24 shall apply to all full-time posi- tions except elective office. • Ord. 5a Section 8. Appointments (a) Appointments to vacant positions in the competitive service shall be based on merit and fitness to be ascertained so far as practica- ble by competitive examination. Appointments shall be made by the City. Council, 'the City Manager, ok by the officer in -whom the power to make appointments is vested by this ordinance. (b) Vacant position in the competitive service may be filled only by • appointment from an eligible list, provisional appointment, transfer, reinstatement or demotion. (c) When appointment is to be made to a vacancy in the competitive service, the names of eligible persons willing to accept appointment shall be transmitted by the Personnel Officer to the appointing authority in the order in which they appear on the lists and as provided in the Personnel Rules. (d) ' The appointing authority shall be the City Council in the case of appointments to the positions of City Manager and City Attorney • and shall be the City Manager in all other cases as set forth in Ordinance No. 432. U • Ord . 6 • City Manager's Secretary, Police Chief, Fire Chief and Director of Planning shall be by open competitive examination of such content and procedure as recommended by the City Manager and approved by the City Council. (c) When appointment is to be made to a vacancy in the competitive service, the names of eligible persons willing to accept appointment shall be transmitted by the Personnel Officer to the appointing authority in the order in which they appear on the lists and as provided in the Personnel Rules. (d) The appointing authority shall be the City Council in the case of appointments to the positions of City Manager and City Attorney • and shall be the City Manager in the case of department heads and administrative staff positions. The appointing authority for positions below the department head level shall be that department head. Appointments below the department head level shall be with the approval of the City Manager. (e) In the absence of appropriate employment lists, a provisional appointment may be made by the appointing power of a person meeting the qualifications for employment for the position. An employment list shall be established within six months for any permanent position filled by provisional appointment. No person shall be employed by the City under provisional appointment for • a total of more than six months in any fiscal year except that the City Manager may with approval of four -fifths of the Council, extend the period of any provisional appointment for not more than thirty days by any one action. No special credit shall be allowed in any examination or the establishment of any employment or promotional lists, for service rendered under a provisional appointment. (f) Appointments to temporary, emergency and seasonal positions may but need not be made from eligible lists and those appointed shall not be in the Competitive Service. Appointments of this type shall include temporary employment for the replacement of • employees on leave of absence or vacation, emergency appointments to meet emergencies which threaten life, property or the general welfare of the city, or for work seasonal in nature. (g) During the period of suspension of any employee, or pending final action on proceedings to review the suspension, demotion or dismissal of an employee, the vacancy created may be filled by appointing authority only by temporary appointment. Section q. Examinations (a) All applicants for positions in the classified service shall be subject to an appraisal of their qualifications as provided in • the Personnel Rules. Ord . 7 (b) Examinations may be specified by the Personnel Officer, with 40 the approval of the Personnel Board, as promotional only, as open only, or as both open and promotional. It shall be the policy of the Personnel Officer and the Personnel Board to encourage the general practice of promotion within the City service wherever in their view a sufficient number of fully qualified candidates are available and such policy will continue to contribute to a sound and efficiently operating City organization. (c) Honorably discharged veterans of the Armed Forces of the United States, as defined in the applicable statutes and regulations of • the State of California pertaining to veterans' preferences may be given five per centum, or points, which shall be added to the earned total passing examination score in examinations for entrance into the classified service. No additional points shall be credited to any veteran's scores on any promotional examination. Section 10. Conditions of Employment (a) The City shall have the right to require all employees to complete and submit any applications, agreements, or statements pertinent to their employment, as stipulated by decision of the City Council. • (b) The City shall have the right to require at the expense of the City a physical examination of any applicant for employment or new employee and in addition shall have the right to require periodic medical examinations of any or all City employees. Section 11. Probationary Period (a) All original and promotional appointments shall be for a pro- bationary period of not less than six months nor more than one year. During the probation period the employee may be rejected at any time without right of appeal or hearing. (b) An employee rejected during the probationary period from a position • to which he has been promoted shall be reinstated to the position from which he was promoted, unless he is discharged for a reason, as provided in this ordinance and the rules, which would have been sufficient to cause his discharge from his former position as well. In such case the employee shall be entitled to appeal his dismissal as provided in this ordinance. (c) Any employee in the competitive service promoted or transferred to a position not included in the competitive service shall be reinstated to the position from which he was promoted or trans- ferred, if, within six months after such promotion or transfer action is taken to reject or dismiss him, unless he is discharged for cause as provided in paragraph (b) of this section and in the • • manner provided in this ordinance and the rules established for positions in the competitive service. (d) An employee's status shall be considered permanent upon completion of the probationary period only if the appointing authority re- ports to the Personnel Officer that the services of the employee have been satisfactory and that the employee is recommended for a permanent appointment. Section 12. Status of Present Lm 1p oyees (a) Any person holding.a position or employment included in the • competitive service who, on the effective date of this ordinance, shall have service continuously in such position, or in some other position included in the competitive service, for a period equal to the probationary period prescribed in Section 10, and the Personnel Rules for his class, shall assume regular status in the competitive service In the position held on such effective date without qualifying examination or working tests, and shall thereafter be subject in all respects to the provisions of this ordinance. (b) Any other persons holding positions or employment in the competitive service shall be regarded as holding their positions or employments as probationers who are serving out the balance • of their probationary periods before obtaining regular status. The probationary period shall be computed from the date of appointment or employment. Section 13. Appeal Process (a.) Any permanent employee in the competitive service who has been suspended, demoted, dismissed, or reduced in pay, shall be entitled to request and receive a written statement of reasons for such action. He shall also be entitled, thereafter, to file a written protest to such reasons and to request a hearing before the Personnel Board, as provided in the Personnel Rules. The Personnel Board shall within ten working days investigate the • case and may grant a hearing as provided in the Rules and Regulations. (b) The provisions of this section shall not apply to reductions in pay which are part of a general plan to reduce salaries and wages as an economy measure. Section 14. Hearings and Findings (a) Personnel Board hearings need not be conducted according to technical rules relating to evidence and witnesses. (b) The Personnel Board shall certify copies of its finding and Ord. A • recommendations to the City Manager, the Personnel Officer, and other officials from whose action the appeal was made, and to the appellant employee. The official from whose action the appeal was made shall then review such findings and recommendations with the City Manager and upon approval of the City Manager, shall then affirm, revolve or'modify the original action taken. Such affirmation_. revocation or modification taken shall then be final. Section 15. Grievance Procedure There shall be established in the Personnel Rules a definitive procedure whereby any permanent employee in the competitive service may be enabled to secure proper hearing, through prescribed methods, relative to any alleged . grievance he may have pertaining to an unfair or improper aspect of his employment situation, or any alleged violation of this ordinance, the Classification and Salary Resolution and the Personnel Rules; except in instances where the right of appeal is prohibited by this ordinance. Section 16. Creation and Abolishment of Positions (a) The Council shall have authority to create and/or abolish positions in the City Service. (b) The incumbent of an abolished position may be laid -off, transferred; or demoted as provided in the Personnel Rules. Such action shall • not be subject to the appeal process. Section 17- Political Activity Prohibited Employees in the Service of the City shall not: (a) Seek or accept election, nomination, or appointment as an officer of a political club or political organization. (b) Take an active part in a Los Angeles county or West Covina municipal political campaign. (c) Serve as members of a committee of such club, organization, or • c irc le . (d) Seek signatures to any petition provided for by any law. (e) Act as workers at the pools or distribute badges, pamphlets, dodgers, or handbills or any kind favoring or opposing any candidates for election or nomination to a county or city office. This Section does not prevent any employee from: (a) Becoming or continuing to be a member of a political club or organization. r: • Ord. 10 (b) Attendance at a political meeting. (c) Enjoying entire freedom from all interference in. casting his vote (d) Seeking or accepting election or appointment to public office (e) Seeking signatures to any initiative or referendum petition directly affecting his rates of pay, hours of work, retirement, civil service, or other working conditions. (f) Distributing badges, pamphlets, dodgers, or handbills or other participation in any campaign in connection with such petition if the activity is not carried on during hours of work, or when • he is dressed in the uniform required in any department of the city government. Section 18. Solicitation of Contributions No officer or employee of the. City, or any other person directly or indirectly shall solicit or receive, or in any manner be concerned in soliciting or receiving, from anyone on an eligible list or employed in the Service of the City any assessment, subscription, contribution, or political service, for aiding or assisting in the campaign for election, or appointment to any political or official or other position in the City, . either partisan or non -partisan. Section 19.. - Discrimination No person in the competitive service or seeking admission thereto shall be favored or discriminated against in his employment because of political affiliations, race, or religious beliefs. This ordinance shall be deemed to contain the language required by Sections 45050 and 45051 of the Government- Code subject to the exceptions contained in Sections 45052, 45053 and 45054 of the Government Code. • Section 20. Appropriation of Funds The City Council shall appropriate such funds as are necessary to .carry out the provisions of this ordinance. Section 21. - Right to Contract for Special Service The City Manager shall consider and make recommendations to the Council regarding the extent to which the City should contract for the performance of technical services in connection with the development and administration of any phase of the personnel program and the Council may contract for the • performance of such services with any qualified person or agency. C� • Ord. 11 Section .22. Words, Definition and Significance Words used in this Ordinance in the present tense include the future as well as the present, words used in the masculine gender include the feminine and neuter; the singular includes the plural, and the plural the singular; writing includes printing and typewriting, and the word "employee" includes appointive officers. Section 23. Severability If any section, sub -section, sentence, clause,orphrase of this Ordinance for any reason is held by a court to be unconstitutional or invalid, such decision shall not affect the validity of the remaining portions of this Ordinance. The Council declares that it would have passed this Ordinance and each section, subsection, sentence, clause or phrase thereof, irrespective of the fact that any section, sub -section, sentence, clause, or phrase should be held to be unconstitutional or invalid. Section 24. Penalty for Violation Any person, firm or corporation violating any of the provisions of this Ordinance shall be guilty of a misdemeanor and upon a conviction thereof shall be punishable by a fine of not more than $500. 00 or by imprisonment in the City Jail or County Jail for a period of not more than six months, or by both such fine and imprisonment. Section 25. Effective. Date This ordinance shall take effect on i.., JAN 2 2 1955 • (which is at least thirty days after the date of its adoption, and prior to the expiration of fifteen days from the passage thereof) shall be published at least once in the West Covina Tribune, a weekly newspaper of general circulation, published and circulated in the City of West Covina, and thence- forth and thereafter the same shall be in full force and effect. • PASSED AND APPROVED THIS 23RD DAY OF DECEMBER, 1957. Jallies W. Kay M.yor, City of West ovina, alifornia. ATTEST: to Robert Flotten, City Clerk I HEREBY CERTIFY that the foregoing ordinance was adopted at a regular meeting of the City Council of the City of West Covina held on the 23rd day of December, 1957, by the affirmative vote of at least three Councilmen, to wit: AYES: Councilmen Barnes, NOES: None ABSENT: None Brown, Mottinger, Pittenger, Mayor Kay Robert F otten, City Clerk of the City of,.We5,t,. Covina, California