6-15-2021 AGENDA ITEM NO.17 - CONSIDERATION OF THE CITY OF WEST COVINA FISCAL YEAR 2021-22 ANNUAL OPERATING AND CAPITAL IMPROVEMENT PROGRAM BUDGETAGENDA ITEM NO. 17
AGENDA STAFF REPORT
City of West Covina I Office of the City Manager
DATE: June 15, 2021
TO: Mayor and City Council
FROM: David Carmany
City Manager
SUBJECT: CONSIDERATION OF THE CITY OF WEST COVINA FISCAL YEAR 2021-22 ANNUAL
OPERATING AND CAPITAL IMPROVEMENT PROGRAM BUDGET
RECOMMENDATION:
It is recommended that the City Council approve the Fiscal Year 2021-22 Proposed Operating and Capital
Improvement Program Budget by adopting the following resolution:
RESOLUTION NO.2021-66 — A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
WEST COVINA, CALIFORNIA, ADOPTING THE OPERATING AND CAPITAL IMPROVEMENT
PROGRAM BUDGET FOR THE CITY OF WEST COVINA, WEST COVINA PUBLIC
FINANCING AUTHORITY, WEST COVINA HOUSING AUTHORITY, AND THE SUCCESSOR
AGENCY TO THE FORMER WEST COVINA REDEVELOPMENT AGENCY FOR FISCAL YEAR
2021-22
BACKGROUND:
On January 25, 2021, the Finance Department distributed budget instructions for Fiscal Year (FY) 2021-22 with
City of West Covina staff to begin the development of the FY 2021-22 budget. All department budgets were to be
submitted to the Finance Department by March 18, 2021 and reviewed with the City Manager over the course of the
following weeks. The Finance Department is responsible for the development of the preliminary and final budget
preparation.
As part of the FY 2021-22 Operating and Capital Improvement Program (CIP) Budget preparation, the budget was
presented to the City Council on May 18, 2021 and two Community Budget Workshops were held on May 19,
2021 and June 9, 2021.
The 2021-22 Budget is a roll-over budget with minimal increases in expenditures. However, the budget includes a
Public Works Director position.
The budget also includes recommendations to use fund balance to close the structural deficit in the amount of $2.3
million.
DISCUSSION:
This item was first presented to the City Council at the May 18, 2021 meeting.
The development of the Proposed FY 2021-22 Operating and Capital Improvement Project (CIP) Budget presented
many challenges for the City Council, staff, and the community. General Fund expenditures continue to outpace
revenue growth. The City continues to face the effects of the COVID-19 pandemic.
Closing the Gap
The financial challenges in West Covina continue in the 2021-22 Fiscal Year. The City is facing a structural
deficit of $2.3 million. Assumptions made during the budget preparation, assumed that sales tax revenues
would remain flat in the coming year, property tax would increase slightly, and Transient Occupancy Tax
would decline substantially. It will be extremely important in the coming year to monitor these revenues and
make necessary adjustments in the budget as early as possible.
Expenditures were based on a status quo budget and no layoffs of City personnel are proposed in the budget
document, however; certain vacant positions have been frozen for the Fiscal Year 2021-22.
Future Challenges
There are still several significant challenges ahead that need to be addressed.
• Structural deficit still exists. General Fund reserves are being used to balance the budget for fiscal year
2021-22 in the amount of $2.3 million. While significant structural changes have been made to the
organization to control future costs, loss of general fund revenues due to the COVID-19 pandemic
continue.
• Memorandum of Understanding (MOUs) for eight of the nine bargaining groups will be negotiated
during FY 2021-22. MOUs for Police Management, Fire Management, Confidential, Maintenance and
Crafts, General, Mid -Management, and Non -Sworn personnel all expire on June 30, 2021.
• Sales tax revenues are projected to remain flat in FY 2021-22.
• Aging of the City's infrastructure (i.e. roofs, heating and air conditioning units, public restrooms,
sports fields, etc.) and vehicles.
• Addressing Homeless Services needed in the community.
• Resolving outstanding Department of Finance issues that are lingering from the elimination of
redevelopment.
FISCAL YEAR 2021-22 PROPOSED BUDGET INFORMATION:
The City Budget is a policy document of the City Council that outlines a plan for the upcoming fiscal year based
on the most current projections of revenues and expenditures available. Staff will continue to monitor key
economic indicators, sources of revenues, and spending levels as part of ongoing efforts to provide a sound
conservative approach. As the budget is a live document, staff will be constantly evaluating budget performance,
financial conditions, and City Council recommendations, and make adjustments when necessary during the fiscal
year. Any adjustments will be brought forth for City Council approval to keep this live document at the most
current state based on all indicators.
Estimated revenues (including transfers in) on an all funds basis are $145,713,500. Many funds make up the total
budget amount, with the largest being the General Fund in the amount of $67,814,100, or 47% of the City's budget.
Estimated expenditures (including transfers out) for all budgeted funds are estimated at $159,635,100. Many funds
make up the total budget amount, with the largest being the General Fund in the amount of $67,814,100, or 42% of
the City's budget. Salary and benefits are 29% of the City's total budget as is maintenance and operations.
General Fund
The City's principal financial goal is to provide an appropriate level of municipal services with the ability to
adapt to local and regional economic changes, while maintaining and enhancing the sound fiscal financial
condition of the City. The City's General Fund has been negatively impacted in the past number of years by
the economic recession and increases in pension costs. This fund is utilized to provide the basic services to
the City (i.e. police, fire, planning, administrative services, parks and recreation, etc.).
General Fund Revenues:
Total General Fund revenues are projected to be $67,814,100, an increase of $1,141,864 or 1.7% from the
prior year adopted budget. Included in the $67.8 million, is $2.3 million recommended to be utilized from
the General Fund reserves to balance the budget. The revenues will need to be monitored very closely during
the year and adjustments made as necessary.
Property tax and sales tax continue to be the City's main source of revenue at 42% and 23%, respectively
The City is also expected to see an increase in permit fee revenue due to the fee schedule being updated
during fiscal year 2021-22.
General Fund Expenditures:
At this time, General Fund expenditures for FY 2021-22 are projected to be $67,814,100 reflecting a
balanced General Fund budget. This equates to an increase in budgeted expenditures of $1,141,864 when
compared to the adopted budget for FY 2020-21.
General Fund Reserves:
To maintain the City's credit rating and meet seasonal cash flow shortfalls, economic downturns or a local
disaster, the budget provides for an anticipated fund balance for the general fund. The General Fund ending
unassigned fund balance, or reserve, is equivalent to a "Savings Account" to cover unexpected costs or
significant economic changes. The intent is to not use this for normal operating expenses. General Fund
ending unassigned fund balance is projected to be approximately $17,873,663, which is 26.8% of operating
expenditures, which exceeds the City's required 17% per the City's reserve policy. Another standard for
unrestricted budgetary fund balance is recommended by the Government Finance Officers Association
(GFOA). GFOA recommends, at a minimum, that general-purpose governments, regardless of size, maintain
unrestricted budgetary fund balance in their general fund of no less than two months of regular general fund
operating revenues or regular general fund operating expenditures.
At this time, the General Fund's estimated ending fund balance for FY2021-22 is $21.4 million; however,
$3.5 million is considered nonspendable. The nonspendable portion consists of unpaid loans to the former
Redevelopment Agency which have been approved by the Department of Finance (DOF) and will be repaid
over the next few years in the amount of $500 thousand, approximately $41 thousand in receivables, and land
held for resale in the amount of $3 million.
Capital Improvement Program (CIP):
Staff is recommending a number of CIP projects for FY 2021-22, with all of them being funded from special
revenue funds. These projects are listed in the Operating and CIP Budget for FY 2021-22 beginning on page
389 of the budget document.
LEGAL REVIEW:
The City Attorney's Office has reviewed the resolution and approved it as to form.
Fiscal Impact
FISCAL IMPACT:
The Proposed Operating and Capital Improvement Project Budget for the City of West Covina for FY 2021-22 is
$159,635,100. City Staff is presenting a balanced budget for the General Fund, which includes appropriations and
transfers to other funds in the amount of $67,814,100. This balanced budget includes the use of General Fund
reserves in the amount of $2.3 million. Close scrutiny and continual review of budget projections by staff and the
City Council will be necessary throughout the entire fiscal year and clear and concise direction will be needed
from the City Council.
Attachments
Attachment No. 1 - Resolution No. 2021-66 (Adopting FY 2021-22 Budget)
CITY COUNCIL GOALS & OBJECTIVES: Achieve Fiscal Sustainability and Financial Stability
Enhance City Facilities and Infrastructure
Enhance the City Image and Effectiveness
Protect Public Safety
Respond to the Global COVID-19 Pandemic
Engage in Proactive Economic Development
RESOLUTION NO.2021-66
A RESOLUTION OF THE CITY COUNCIL OF THE CITY
OF WEST COVINA, CALIFORNIA, ADOPTING THE
OPERATING AND CAPITAL IMPROVEMENT PROGRAM
BUDGET FOR THE CITY OF WEST COVINA, WEST
COVINA PUBLIC FINANCING AUTHORITY, WEST
COVINA HOUSING AUTHORITY, AND THE SUCCESSOR
AGENCY TO THE FORMER WEST COVINA
REDEVELOPMENT AGENCY FOR FISCAL YEAR 2021-22
WHEREAS, the City Manager has presented to the City Council a proposed budget for
Fiscal Year 2021-22 in compliance with Section 2-151(m) of the West Covina Municipal Code;
and
WHEREAS, at its regular meeting on May 18, 2021, the City Council considered the
proposed budget, received and Sled the proposed operating and capital improvement budget,
directed that the proposed budget be broadly publicly disseminated, including at Community
Budget Workshops on May 19 , 2021 and June 9, 2021; and scheduled it for adoption at the June
15, 2021 City Council meeting; and
WHEREAS, on May 19, 2021 and June 9, 2021, the City held Community Budget
Workshops regarding the proposed budget; and
WHEREAS, at its regular meeting on June 15, 2021, the City Council further considered
the proposed budget; and
WHEREAS, the City solicited and received input from the pubic at the May 18, 2021,
May 19, 2021, June 9, 2021 and June 15, 2021 meetings; and
WHEREAS, the City Council of the City of West Covina has considered the proposed
budget and input from the public and desires to approve and adopt the Fiscal Year 2021-22
Operating and Capital Improvement Program Budget for the City, West Covina Public Financing
Authority, Housing Authority, Successor Agency to the Former West Covina. Redevelopment
Agency.
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF WEST COVINA,
CALIFORNIA DOES HEREBY RESOLVE AS FOLLOWS:
SECTION 1. The Operating and Capital Improvement Program Budget for the City of
West Covina, West Covina Public Financing Authority, and West Covina Housing Authority for
Fiscal Year 2021-22, as prepared and submitted by the City Manager and as modified by the City
Council, is hereby approved, adopted and appropriated ("Fiscal Year 2021-22 Budget). A copy
of said budget is hereby ordered to be filed in the Office of the City Clerk within thirty (30) days
and shall be certified by the City Clerk as having been adopted by this resolution
SECTION 2. The budget for the Successor Agency to the Former West Covina
Redevelopment Agency for Fiscal Year 2021-22, as prepared and submitted by the Executive
Director and as modified by the Agency Board Members, is hereby approved, adopted and
appropriated, on the express condition that said budget be published the same as a separate
component of the City of West Covina's budget, and further conditioned on the City of West
Covina, its General Fund and all its various other accounting funds are not obligated to finance or
fiilfill any Successor Agency obligations. A copy of said budget is hereby ordered to be filed in
the Office of the City Clerk/Secretary within thirty (30) days and shall be certified by the City
Clerk/Secretary as having been adopted by this resolution.
SECTION 3. From the effective date of said budget, appropriations may be reallocated
from one activity account to another within the Operating Budget upon review by the Finance
Department and approval of the City Manager or his/her designee, provided there is no change in
the scope of service delivery level or increase in the appropriation as approved by the City Council.
SECTION 4. As necessary, appropriations may be made for donations and grants received
during the fiscal year up to $30,000 per source or grantor upon review by the Finance Department
and approval of the City Manager or his/her designee. Donations and grant awards with matching
requirements, or exceeding $30,000 from a single source or grantor, require City Council approval.
SECTION 5. The approved budgets for the Capital Improvement Program remain as
authorized appropriations for the individual capital projects until these capital projects are
completed. Any unexpended authorized appropriations for each capital project is automatically
carried over from fiscal year to fiscal year, until the funds of the individual capital project are
expended or the capital project is canceled. Following the completion of the individual capital
projects, the unexpended appropriations of each completed capital project shall be canceled and
the capital projects funding sources shall bereleased from their unexpended funding commitment.
SECTION 6. The City Council does hereby authorize and approve the number and
classification of employees in the respective functions, departments and/or activities as set forth
in the Fiscal Year 2021-22 Budget. No increase shall be made in this number of positions without
City Council approval However, the City Manager is authorized to transfer such positions within
existing position classifications and reorganize departments under the City Manager's authority,
if in the City Manager's judgment such actions will resuk in a higher degree of efficiency of overall
operations of the City.
SECTION 7. At the close of the 2020-21 Fiscal Year, unexpended appropriations in the
Operating Budget may be carried forward to the 2021-22 Fiscal Year upon review by the Finance
Department and approval of the City Manager or his/her designee for the expense of outstanding
purchase commitments and programs.
SECTION 8. The City Clerk shall certify to the adoption of this resolution and shall enter
the same in the book of original resohrtions and it shall become effective immediately.
APPROVED AND ADOPTED on this 15th day of June, 2021.
APPROVED AS TO FORM
Thomas P. Duarte
City Attorney
Letty Lopez-Viado
Mayor
ATTEST
Lisa Sherrick
Assistant City Clerk
I, Lisa Sherrick, ASSISTANT CITY CLERK of the City of West Covina, California, do
hereby certify that the foregoing Resolution No. 2021-66 was duly adopted by the City Council of
the City of West Covina, California, at a regular meeting thereof held on the 15th day of June,
2021, by the following vote of the City Council:
AYES:
NOES:
ABSENT:
ABSTAIN:
Lisa Sherrick
Assistant City Clerk