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06-16-2020 - AGENDA ITEM 09 CONSIDERATION OF BUDGET AMENDMENT FOR FISCAL YEAR 2019-2020AGENDA ITEM NO.9 Xft AGENDA STAFF REPORT City of West Covina I Office of the City Manager DATE: June 16, 2020 TO: Mayor and City Council FROM: David Carmany City Manager SUBJECT: CONSIDERATION OF BUDGET AMENDMENT FOR FISCAL YEAR 2019-2020 RECOMMENDATION: It is recommended that the City Council adopt the following resolution: RESOLUTION NO.2020-66 - A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF WEST COVINA, CALIFORNIA, ADOPTING A BUDGET AMENDMENT FOR THE FISCAL YEAR COMMENCING JULY 1, 2019 AND ENDING JUNE 309 2020 DISCUSSION: General Liability The City's general liability program experienced several unanticipated claims that resulted in significant legal and settlement costs to the City. Of particular note, the City recently settled three (3) high exposure tort claims that totaled $3,400,000 in legal and settlement costs. The cost for these three (3) claims depleted the general liability program budget and resulted in an immediate budget deficit of approximately $772,800. These three (3) claims were anomalies and their impact on the current fiscal year budget could not be anticipated. The City's workers' compensation program also experienced an increased in the number of claims paid and medical expenses that has caused a budget deficit of approximately $326,000. Due to these unanticipated expenditures, staff is requesting a general fund appropriation of $1,132,800 to cover the City's general liability, workers' compensation programs and expenses/invoices in Human Resources for the July 1, 2019 through June 30, 2020 period. This appropriation will cover the following: $772,800 - Appropriation needed to cover General Liability program budget deficit. $326,000 - Appropriation needed to cover Workers Compensation program budget deficit. $34,000 - Appropriation needed to cover expenses/invoices in Human Resources through - June 30, 2020. City Clerk During the year 2018 the City contracted with National Demographics Corporation to assist the City with basic districting project elements including project setup and coordination, plan development, plan presentation, and implementation with the County Registrar's Office. National Demographics Corporation created a "Public Participation Kit" for public use and attended five Council Meetings. A purchase order was established and subsequently canceled, and this invoice was not processed for payment. Attached is a budget amendment request to cover the cost of this invoice. $40,000 - Appropriation needed to cover City Council Districting invoice Prepared by: Helen Tran, Director Human Resources/Risk Managment Fiscal Impact FISCAL IMPACT: This appropriation of funds will require a withdrawal of $1,172,800 from the City's general fund reserves. The appropriation will be allotted as follows: $1,132,800 - For unanticipated general liability, workers' compensation and Human Resources expenses. $ 40,000 - For unanticipated City Council Districting expenses. Staff recognizes that this appropriation will result in a significant reduction in the City's general fund reserve and is actively working to mitigate future impacts. Attachments Attachment No. 1 - Resolution No. 2020-66 Approving Appropriation of Funds and Budget Amendment Attachment No. 2 - Budget Amendment Expenditures Human Resources Attachment No. 3 - Budget Amendment Expenditure City Clerk CITY COUNCIL GOALS & OBJECTIVES: Achieve Fiscal Sustainability and Financial Stability ATTACHMENT NO. 1 RESOLUTION NO.2020-66 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF WEST COVINA, CALIFORNIA, ADOPTING A BUDGET AMENDMENT FOR THE FISCAL YEAR COMMENCING JULY 1, 2019 AND ENDING JUNE 30, 2019. WHEREAS, the City Manager, on or about June 2020, submitted to the City Council a proposed budget for the appropriation and expenditure of funds for the City of West Covina for Fiscal Year 2019- 2020; and WHEREAS, following duly given notice and prior to budget adoption, the City Council held public meetings, considering and evaluating all comments, and adopted a budget for the fiscal year commencing July 1, 2019 and ending June 30, 2020; and WHEREAS, amendments must periodically be made to the budget to conform to changed circumstances following adopting of the budget. NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF WEST COVINA, CALIFORNIA DOES HEREBY RESOLVE AS FOLLOWS: SECTION 1. That the budget amendments for Fiscal Year 2019-2020 are hereby approved as reflected in Exlubit 1 and Exhibit 2 attached hereto. SECTION 2. That this resolution shall be effective immediately upon passage of adoption. SECTION 3. The City of West Covina's Clerk shall certify to the adoption of this Resolution. APPROVED AND ADOPTED this 16th day of June, 2020. Tony Wu Mayor APPROVED AS FORM ATTEST Thomas P. Duarte Lisa Sherrick City Attorney Assistant City Clerk I, USA SHERRICK, ASSISTANT CITY CLERK of the City of West Covina, California, do hereby certify that the foregoing Resolution No. 2020-42 was duly adopted by the City Council of the City of West Covina, California, at a regular meeting thereof held on the 19th day of May, 2020, by the following vote of the City Council: AYES: NOES: ABSENT: ABSTAIN: Lisa Sherrick Assistant City Clerk ATTACHMENT NO. 2 CITY OF WEST COVINA BUDGET AMENDMENT Date: 6/16/2020 Requested by: Helen Tran Dept/Div: Human Resources EXPENDITURES BA # Posted By: Date Posted: Fiscal Year: 2019-20 Amount: $1,132,800.00 Description: Appropriation for Human Resources Account Number Dept/Account Description Current Budget Proposed Amendment Amended Budget 363.15.1520.6419 Claim Paid 400 000.00 226 000.00 626 000.00 363,15.1510.6511 Workers Comp Medical 325 000.00 100 000.00 425 000.00 361.15.1520.6111 Legal Services 650 000.00 200 000.00 850 000.00 361.15.1520.6419 Claims Paid 908 100.00 572 800.00 1,480,900.00 110.14.1410.6110 Professional Services 153 945.00 20 000.00 173 945.00 110.14.1410.6111 Legal Services 25 000.00 5,000.00 30 000.00 110.14.1410.6342 Benefits Admin Fees 55 000.00 9,000.00 64 000.00 REVENUES Account Number Account Description Current Budget ropose Amendment Amended Budget APPROVALS City Council Approval Date (if required, attach minutes): Dept Head Approval: Date: Finance Director: Date: Funds Available? ❑ Yes ❑No ❑ Approval Not Required City Manager: Date: (If over $100,000) ❑ Approved ❑Denied BA * CITY OF WEST COVINA Posted By: BUDGET AMENDMENT Date Posted: Date: 5/9/2020 Fiscal Year: 2019-20 Requested by: Lisa Sherrick Amount: $40,000.00 Dept/Div: City Clerk Description: Service Contracts FXPFNnTT11RFC Account Number Dept/Account Description Current Budget Proposed Amendment Amended Budget 110.12.1210.6130 Service Contracts 24 155.00 40 000.00 64 155.00 REVENUES ropose Account Number Account Description Current Budget Amendment Amended Budget APPROVALS City Council Approval Date (if required, attach minutes): ❑ Approval Not Required Dept Head Approval: Date: =inance Director: Date: =unds Available? ❑ Yes ❑No :ity Manager: Date: if over $100,000) ❑ Approved ❑ Denied