12-20-1994 - Administrative Travel Expense Reimbursement PolicyCity of West Covina
Memorandum
AGENDA
ITEM NO. K-1b
FROM: James E. Starbird, City Manager DATEh nT 1994
®PRINTED ON RECYCLED PAPER
suwEcr: ADMINISTRATIVE TRAVEL EXPENSE REIMBURSEMENT POLICY
SUMMARY:. At the City Council meeting of November 15, Councilmember Touhey
requested a discussion of the City Council's travel and expense policy. , Since that
meeting, Councilmembers have broadened the desired scope of discussion to include the
policy relative to City staff as well.
DISCUSSION
From time to time throughout the year, members of the City Council and staff must travel
to locations outside the City to conduct business of benefit to the City. These occasions
range from local training sessions and professional conferences, to meetings of regional,
statewide and national organizations of which the City is a member, and even to the
extradition of prisoners from out of state. In each case, the expense of such travel is
predicated upon benefit to the City and is subject to the budgetary process and budgetary
limitations.
The City's policy for payment of travel -related expenses is contained in the attached
Administrative Policy. The policy has been established to enumerate guidelines under
which such expenses will be incurred and.paid. The goal of the policy is to minimize
wherever possible the cost of City travel, and to provide appropriate safeguards and
reporting requirements for incurring expense to the City.
The policy is entitled Travel Expense Reimbursement Policy, which implies that all City
travel -related expenses will be paid 'on a reimbursement basis. In reality, however, the
policy encourages advance payment directly to service providers (such as airlines and
hotels) for as much of the cost of travel as possible, leaving the minimum for actual
reimbursement for out-of-pocket expenses. This encourages the department or employee
to make arrangements as far in advance as possible, thereby achieving the best possible
rates. It also prevents the Councilmember or employee from having to advance the most
significant costs of travel incurred on behalf of the City. The policy permits an advance
of funds to the Councilmember or staff member for meals and incidental expenses up to
specified limits, although the actual provision of advances for per diem expenses is less
frequent than reimbursement for expenses incurred by the individual. The policy further
requires all expenses to be reported on a form established for this purpose, accompanied.
by receipts and/or other acceptable documentation.
At this point, a word about City credit cards may be in order. By past practice, the City
issues credit cards in .the City's name to only three persons: the Mayor, the City
Manager, and the Assistant City Manager. The use of these cards is obviously restricted
to authorized City business, and expenses incurred by credit cards are posted to the same
accounts as any other expense. They are used primarily when an advance of funds is
inappropriate or not possible. In many cases they are used to secure, and sometimes pay
for, conference or travel arrangements when payment cannot wait for the normal demand
process, which normally requires two weeks to generate a check. Documentation to
substantiate the appropriate use of City credit cards is identical to, or as rigorous as, all
other City payments. This documentation is maintained on file in the Finance
Department. Credit card bills are paid in full monthly, so as to avoid a finance charge.
The Travel Expense Reimbursement Policy has been in existence for many years. It was
most recently updated in February 1993, in an effort to further restrict the use of per diem
1
• 0
funds (or reimbursement for expenses) for meals and incidental expenses. The most
recent revision also clarified (and further limited) reimbursement for use of a personal
vehicle for City travel.
City Council Expense Reimbursement
City Councilmembers are subject -to the same policies and procedures as are staff.
Council travel and expense reimbursement is also subject to budgetary constraints. These
appropriations are provided in the City Council budget. A total of $11,700 is provided in
FY 1994-95 for all such expenses, including reimbursement for local expenses not related
to out-of-town travel. These amounts are found in two accounts: Memberships ($4,000)
and Allowances ($7,700).
The budget for City Council expenses is developed by staff during the budget process. It
is by no means a scientific process. Staff attempts to predict the level of travel
anticipated for each member, based upon each member's level of activity in organizations
such as the League of California Cities, the Independent Cities Association, and others.
Added to this is a non -itemized estimate for miscellaneous expenses likely to be incurred
during the year. Following this estimate, the amount may or may not be adjusted as a
part of the annual belt -tightening process, until a final budget for the City is achieved.
The City Council's budget is not predicated upon an equal allowance among all
Councilmembers, nor is it created with specific accounts to track individual members'
expenses. If that is desired, staff would recommend that the budget be created as it is
today (i.e. in an aggregate amount for the City Council), but with expenses posted to
individual accounts, which would be created for this purpose.
CONCLUSIONS -
City -sponsored travel is always a publicly sensitive concern. Expenditures for travel are
almost always the first expenses to be trimmed in the preparation of the budget.
Nevertheless, travel to the most important professional conferences and training
opportunities are essential to maintaining high standards of public service, both by City
Councilmembers and City staff, and some travel (such as extraditions) simply cannot be
avoided. Thus, there will always be a need for some level of travel. It is therefore
incumbent upon the City to have a publicly defensible travel policy, in order to assure the
public that its resources are being spent prudently and with all regard for economy and
appropriateness.
While the current Administrative Policy contains these safeguards, it is always desirable
to review the policy from time to time, to be sure that it meets the level of standards
expected by the City Council and the community.
RECOMMENDATION: It is recommended that the City Council review the City's
Travel Expense Reimbursement Policy and suggest any changes as may be appropriate.
J s E. Starbird
Ci Manager
attachments
2
C I T iY
•
O F W E S T
C C)
V I N A
ADMINISTRATIVE POLICY
Subject: TRAVEL EXPENSE REII'IBURSEMM POLICY
0 L I C Y AM77,L?EICATION
It is the intent of this reimbursement policy to enumerate guidelines under
which City' employees may be compensated for any extraordinary business
related, personal costs beyond that which would be normally incurred in the
course of performing assigned duties. To that end, this policy addresses
various situations -that could cause an employee personal expense necessitating
reimbursement. This Travel Expense Reimbursement Policy is applicable to all
City staff, elected and appointed officials.
I. TRANSPORTATION PMENSES
1. Use of Personal Vehicle
Employees shall be reimbursed for mileage incurred in the use of their private
-ehicle as the result of. City sponsored travel that exceeds that used in the
.ormal transportation to and from work. Employees will be reimbursed for
mileage traveled at a per mile rate as established by the City, as part of
periodic studies of IRS, local market and other data reflecting average
reimbursement rates (except as otherwise negotiated). No additional mileage
reimbursement will be made. Reimbursements will be made upon submission of the
proper expense reimbursement request: If an employee uses a personal vehicle,
or other personal means of transportation (ie., plane, 'motorcycle) the
employee's insurance will be responsible for any loss or damage, including
bodily injury or property - damage, except where workerscompensation is
applicable.
A. Travel From Residence or Worksite on a Work Day - Should ',the employee
travel from their) residence or from the assigned work site' on a normal
work day, reimbursement shall be,made for any private mileage exceeding
the miles normally traveled. Example: Employee resides in Pomona and is.
sent tp Los Angeles. The normal workday mileage to and from the City is
15 miles. The mileage to and from Los Angeles is 45 miles. 'The employee
will be reimbursed for 30 miles. If the mileage traveled is less than
what would normally be traveled to and from the City, the employee is NOT
entitled to reimbursement.
ty
Effective Date: February 8, 1993
.Division Manager
ADMINISTRATIVE POLICY
Subject: TRAVEL EXPENSE REIMBURSEMENT POLICY
C
0
V I
N
-A
Page. 2
B. Travel on a Non -Scheduled Work Day - Should the employee travel on a day
which is not a normal work day, for training, meetings, etc. they may be
reimbursed for mileage incurred from conducting City related business,
provided their Department Head has approved the travel. This does not
apply to employees coming into the work site on a non -work day for
required meetings, work, etc.
2. Use of City Vehicle
In lieu of using personal vehicles, employees are encouraged to check out a
City vehicle to be used for City business. Employees will be reimbursed for
actual fuel or other needed vehicle related purchases upon submission of
receipts and proper expense reimbursement request. Vehicles should be fueled
at the City yard prior to travel and upon return. City vehicles are self -
insured by the City..
3. Use of Rental Vehicles
The .use ofrental vehicles must be determined to be a necessary convenience
and be approved by the Department Head prior to travel in order for the.
expense to be.reimbursed. Receipts are required for reimbursement of rental
vehicle expenses. No reimbursement will be made for the purchase. of
insurance, as the City self -insures this risk.
4. Use Air Transportatib
When travel requires the use.. of airlines all efforts should be made to use the
CityyIs contracted vendor.. The City will make payments directly to the airline
or travel agency. In the event funds must be given to the employee, a copy of
the ticket and/or a paid receipt is required upon return to the City. No
reimbursement will be made for flight insurance, in-flight alcoholic
beverages, or in-flicfht entertainment.
5. Miscellaneous Transportation Expenses
Upon the submission of receipts, employees will be reimbursed for parking,
taxi, bus or other related miscellaneous transportation. expenses provided the
expense is business related:
6. Use of Most Economical Mode of Transportation
Employees are encouraged to utilize the most economical mode of available
transportation to the destination. If a more economical mode of transportation
is available, but not used by the employee, a Department Head may limit any
reimbursement to the amount of the less expensive mode of transportation.
•
F W E S T ¢
ADMINISTRATIVE POLICY
Subject: TRAVEL EXPENSE REIMBURSEMENT POLICY
V.-1 N
Page 3
II. MRALB % I wiDma" EXPM1888
When attendance at training, meetings, conferences etc. requires the employee
to incur expense for meals not included in the cost of such events, the
following expense allowance will be provided:
11. Expense Allowance
!When an employee travels away from the City for the purpose of conducting City
business an expense allowance will be provided for- meal and incidental
expenses. Upon request and approval of.the Department Head,'', the expense
allowance may be provided to the employee prior to travel. The expense
allowance shall include all days. spent at the approved destination and any
necessary travel days -to and from the destination. The allowance provided,
including incidentals, will be a maximum of forty-one dollars ($41.00) per day
anless in a designated high.cost City (61.50). Receipts to support expenses
shall be provided. A written explanation shall be provided in those cases
where a receipt is not available (eg. a group sharing one receipt).
No expense allowance will be provided for meals included in the'' registration
or otherwise provided during the course of a meeting, training''', conference,
etc. whether or not the*employee chooses to take advantage of the meals
(including continental breakfasts).. Meals included as part of the
registration fee shall be deducted from the expense allowance. Expenses for
alcoholic beverages, cover charges or entertainment are NOT reimbursable. Any
funds not used or properly supported by receipts are•oved to ;,the City and
shall be returned.
2. Meals Exuense Schedule
The following meal allowance shawl apply:
'Standard High Cost City
Allowance Allowance.
Breakfast $•6.00 $ 9.00
Lunch $ 9.00 $13.50
Dinner $17.00 $25.50
Incidentals $ 9.00 $13.50
receipts for individual meal expenses are required. All tips or other
rr
atuities are included as part of the meal or incidental allowance. If the
st of a meal is included as part of a program the fee as stated for the
ogram will be1.allowed (ie. attendance at.a professional.organization
ncheon, Chamber meeting, etc). Actual reimbursements will be based on the
O F W E S T C O V 1
ADMINISTRATIVE POLICY
Subject: TRAVEL EXPENSE REIMBURSEMENT POLICY Page 4
amount spent per day not per meal, with $41 ($32 meal cost plus $9 incidental)
being the maximum reimbursable amount ($61.50 in designated high cost cities).
3. Incidental Expenses
Incidental expenses include: Gratuities, personal telephone calls of short
duration or other minor unforseen'expenses incurred by the employee relating
to City business (ie. snacks, beverages, meal cost, minor office supplies
(pen, paper) or other similar items). Items .such as magazines, books,
newspapers, cleaning, gifts, entertainment,. gambling, alcohol, tobacco,
personal hygiene items or other similar items are not reimbursable. Receipts .
.and/or s written list of expenses incurred, is required to substantiate
expenses. Incidental expenses for travel of less than one day will be prorated
based on a rate of $3'.00 per meal ($4.50 in designated high cost cities). No
incidental expense will be allowed for travel of less than one day for which
meals are provided as part of a.program or meeting.
4. Designated high Cost Cities
Designated high cost.cities.are: New York, San Dieqo, Washington D. C., Santa
Barbara, Monterey, San Francisco or an immediate suburb of a high cost City
(ie. located within a 10 mile radius of the boundary of a designated high cost
city) .,A Department Head is authorized to grant an additional amount not to
exceed twenty dollars and fifty cents ( $2 0.50 ) per day to the allowed expenses
as noted above for travel to a designated high cost city.
5. V.I.P. Rate
The City Manager and Department Heads will be eligible for business meal
reimbursement at the high cost city rate when entertaining a 'IV.I.P. For
those purposes, a "V.I.P." is someone who is in a position to help further the
City's interests. The V.I.P. rate is paid regardless of location. Receipts
are required. y
1111. LODGING EXPENSE
,e City will pay the actual cost of lodging for. an employee only,, directly to
,e hotel. In the event funds must be given to the employee prior to travel,
hotel receipt showing the actual amount paid is required upon return to the
.ty.. An attempt should be made to select hotels and motels with reasonable
.tes and to take advantage of discounts provided by any sponsorinc
ganization/agency whenever possible. Reimbursement for lodging at meetings, -
inferences, etc. located within a 50 mile radius from the City of West Covina
undary'must.receive Department Head approval.before traveling.
ADMINISTRATIVE POLICY
Subjett: TRAVEL EXPENSE REIMBURSEMENT POLICY
IV.
C° O V I N
Page 5
Employees may request reimbursement for additional expenses incurred which are
directly related to 'City business, but not included under one of the above
categories. Receiptsiand a written explanation for incurring the expense are
required. Specifically excluded from reimbursement is any expense in excess of
the limits established in categories I, II, and III above. Unless pre -approved
by the Department Head, reimbursement for additional expenses is subject to
denial if in the opinion of the Department Head, the incurring of the expense
is not justified. An example would be if a. department head requests an
employee to purchase tapes of a training session for use by other members in
their Department. The City Manager may approve any additional expenses or
lexpenses in excess -of limits established in this policy.
`EIMBURSEMENT PROCEDIIRE
All employees traveling on City business for which the city has, or will pay -
for all or a portion of the costs, must submit a Travel Expense Report within
ten calendar days of. returning. All reimbursements are subject to budget
appropriation limitations and Department Head approval. The assignment of
proper account numbers,submission of receipts in an orderly fashion, proper
documentation of expenses, and accurately completed reimbursement forms are
the responsibility of the employee. Incomplete forms, missing information,
etc. will be returned by, Finance to the Department Head for review and
correction-. The Finance Department may audit and/or correct travel expense
reports prior to processing. Employees will be sent a copy of any, changes
made by the Finance Department in processing their report.
The travel expense. report must be signed -by both the employee and Department
Head. Completed reimbursement forms shall be returned, to 'the Finance
Department within ten calendar days of -an employees return to the City or
claim for'.expenses may be denied.
\c:wp\trave1.po1\1-93
Employee's Name
Travel Destination
Travel Expense Report
Travel Date(s)
Purpose
This Travel Expense Report must be returned to the Finance Department within 10 calendar days of return or
claim for expense reimbursement may be denied. Reimbursement is for actual expenses only. Unused City
prepaid expense allowances must be returned to the City at the time the expense report is submitted.
I Transportation Expenses
III Lodging Expense
Miles eligible for reimbursement* Room Rate $ X. _ $ _
(*Round trip miles less normal miles traveled to work) (with tax) (no. of days)
Vehicle Used: City Personal
If Personal: $.26 x . Miles = $
If City Vehicle: Fuel Expense: $ (Receipts
Required)
Miscellaneous Transportation Expense:
Taxi, Parking, Bus .(Receipts) $
Airfare (Receipts) $
(City Paid Y_ N _ )
Vehicle Rental (Receipts) $
(City Paid Y - N _ )
Total All Transportation Expense: $
II Meals & Incidental Expenses
Amount of prepayment for meals and incidental
expenses received: $
Actual Meal Expense - Receipts Required
Normal
High Cost
Breakfast ($6
$9) $
Lunch ($9
$13.50) $
Dinner ($17
$25.50) $
Total Actual Meal Expense: $
For limits on meal reimbursement amounts see.
back of expense report.
Number of meals paid for in registration fees:
Breakfast Lunch Dinner
Total amount deducted for meals provided <$ >
Incidental Expenses:
If meal(s) are included in the registration fee, then no
incidental expense will be provided.
Incidental expenses are based on a maximum rate of
rate of $9 per day, $13.50 in high cost cities.
Total Incidental Expenses: $
City Paid Yes No
Traveling with non -City Employee. Y N
Department Head Advance Approval for lodging
within 50 mile radius of West Covina Y N_
IV Additional Expenses
Additional expenses are any unforeseen expenses not
provided for under the City's expense reimbursement
policy, which are directly related to City Business.
Attach receipts and explanation of expense. Specifi-
cally excluded from reimbursements is any expense in
excess of the limits established for items covered in
categories I, II, and III of this policy.
Total Additional Expenses $
All expense reimbursements are for employee only.
Receipts are required.
Total Actual Expense Meals & Incidentals $ l Do`NOT send Cash in the,maj I
Employee Signature Date
Department Head Review/Approval
Date
Revised 12/93 White & Yellow - Finance Pink - Department
Administrative Travel Expense Reimbursement Policy Overview
I Transportation Reimbursfement
Employees shall be reimbursed for mileage incurred in the use of their private vehicle as the result of City sponsored travel that exceeds
that used in normal travel to and from work. Employees will be reimbursed for mileage traveled at an established per mile rate. No
additional millage reimbursement will be made. If an employee uses their personal' vehicle or other personal vehicle or other personal
means of travel, their insurance is responsible for any loss.
Employees are encouraged to check out a City vehicle to be used for City business. Employees will be reimbursed for actual fuel or
other needed vehicle related expenses upon submission of receipts. Vehicles should be fueled at the City Yard prior to travel and upon
return. The use of rental vehicles in be determined to be a necessary convenience and be approved by the Department Head prior to
travel. Receipts are required for reimbursement.
When travel requires the use of airlines, the City will make payments directly to the airline or travel agency. In the event funds, must be
given to the employee or the employee pays the travel costs, a copy of the ticket and/or a paid receipt is required upon return to the City.
No reimbursement will be made foriflight insurance, in-flight alcoholic beverages, or in-flight entertainment. Upon the submission of
receipts, employees will be reimbursed for parking, taxi or other miscellaneous travel expenses provided the expense is business related.
II Meals & Incidental Expe
The expense allowance provided, .including incidentals,.will be a maximum of forty-one dollars ($41.00) per day'unless in a high cost
City ($61.50). Receipts to support expenses are.required. A written explanation shall be provided in those cases where a receipt is
not available. Expense allowances will be calculated based on the number of meals and incidental'erpense eligible per day for City
reimbursement.
No allowance will be provided for meals included in the registration or otherwise provided, whether or not the employee chooses to take
advantage of the meals (including continental breakfast). Meals included as part of the registration fee shall be deducted from any
prepaid allowance. Expenses for alcoholic beverages are. NOT reimbursable. Any funds not used are owed to the City and shall be
returned to the City with the submission of the expense report.
i
Meal Expense Schedule - The following rates will be use to. calculate allowances*:
Standard
High Cost City
(Allowance
Allowance
Breakfast $ 6.00
$ 9.00
Lunch $ 9.00
$ 13.50
Dinner . $ 17.00
$ 25.50
Incidentals $ 3.00 (per meal)
$ 4.50 (per meal)
*Actual reimbursements will be based on actual expenses
within the allowable daily limit.
All tips or other gratuities are included as part of the meal or incidental allowance. If the cost of a meal is included as part of a
program for which a registration fee is paid, the fee as stated is allowable (i.e. attendance at a professional organization. luncheon etc.).
Incidental expenses include: Gratuities, personal telephone calls of short duration or other minor unforeseen expenses incurred by the
employee relating to City business (i.e. snacks, beverages, office supplies or similar items. Items such as magazines, books, newspa-
pers, cleaning, gifts, entertainment, +gambling, alcohol, tobacco, personal hygiene items or similar items are not reimbursable. Receipts
and/or a written list of expenses incurred, is required to substantiate expenses. Incidental expenses for travel of less than one day will
be prorated based on a rate of $3001per meal ($4.50 in high cost cities). No incidental expense will be provided''for meals which are
included in the registration fee or otherwise provided.
Designated high cost cities are: New York, San Diego, Washington D.C., Santa Barbara, Monterey, San Francisco or immedi-
ate suburb thereof (i.e.. located within a 10 mile radius of the boundary of the designated high cost city). Department Heads may request
a V.I.P. rate equal to the high cost city rate for expenses on behalf of the City in working with individuals directly related to City
business. i
III LodLinL Expenses
The City will pay the actual cost for lodging directly to the hotel. In the event funds must be given to the employee prior to tray a, a
hotel receipt showing the actual amount paid is required upon return to the city. An attempt should be made to select hotels and motels
with reasonable rates and to take advantage of any discounts provided by sponsoring organization/agency. Lodging within a driving
distance within a 50 mile radius of West Covina is discouraged and must receive prior Department Head approval.
IV Additional Expenses l
! la t City business provided the expense is not included in one of
Employees may request reimbursement for additional expenses related o y , p p
the categories. listed above. Receipts and written justification, with department head approval are required for submission for reim-
bursement.
Suhmission of Reimhursement Request
All employees traveling on City business for which the City has, or will pay for all ora portion of the travel related costs, must submit
a Travel Expense Report within tcn calendar days of returning to the City. All reimbursements are subject to budget appropriations and
department head approval. Incomplete forms, forms missing information or receipts, etc. may be returned by Finance to the Depart-
ment Head or employee for correction. Employees should refer to the City's Administrative Expense Reimbursement Policy for further
information. Questions my be directed to the Finance Department.
dh1DAPM4\TRAVEL.PN15 I